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Legal Update

FCA signals intent to start asking tough questions on diversity and inclusion

March 19, 2021 By Kimberly Everitt 3 Mins Read

In a speech delivered on 17 March 2021 for the HM Treasury Women in Finance Charter Annual Review Launch 2021, FCA CEO Nikhil Rathi sent a warning to the financial services industry that diversity and inclusion should form a core part of firm and senior management culture, and that the regulator will start taking action where it fails to see improvements made.

Webinar

Webinar: Conduct, Culture & COVID

September 18, 2020 By Kimberly Everitt 1 Min Read

On 16 September 2020, Ted MacDonald (Advisor in Wholesale Bank Supervision) and Olivia Fahy (Lead Associate in the Conduct Specialists Department) from the Financial Conduct Authority (FCA) joined experts from Baker McKenzie to discuss the potential conduct and culture challenges of working in the current and post COVID-19 environments.